UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of report (date of earliest event reported):
(Exact name of registrant as specified in its charter)
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(State or other jurisdiction of incorporation or organization) |
(Commission file number)
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(I.R.S. Employer Identification No.) |
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(Address of principal executive offices) |
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(Zip Code) |
Registrant’s telephone number, including area code: (
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
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Name of each exchange on which registered |
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
ITEM 5.07. SUBMISSION OF MATTERS TO A VOTE OF SECURITY HOLDERS.
Set forth below are the results of the matters submitted for a vote of the shareholders at the Company’s 2022 Annual Meeting of Shareholders held on April 25, 2022.
Proposal 1 – Election of Directors
The following seven directors were elected to serve for one-year terms until the 2023 Annual Meeting of Shareholders and until their respective successors are elected and qualified.
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Directors |
Votes For |
Votes Withheld |
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Walter C. Johnsen |
2,049,227 |
16,199 |
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Richmond Y. Holden |
1,649,029 |
416,397 |
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Brian S. Olschan |
2,055,786 |
9,640 |
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Stevenson E. Ward III |
1,821,197 |
244,229 |
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Susan H. Murphy |
1,897,468 |
167,958 |
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Rex L. Davidson |
1,824,246 |
241,180 |
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Brian K. Barker |
2,057,361 |
8,065 |
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Proposal 2 – Approval of an amendment to the 2012 Employee Stock Option Plan to increase the number of shares authorized for issuance.
The shareholders approved the Amendment to the 2012 Employee Stock Option Plan.
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Votes For |
Votes Against |
Abstained |
Broker Non- Votes |
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1,411,719 |
646,966 |
6,741 |
831,175 |
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Proposal 3 – Amendment to the 2017 Non-Salaried Director Stock Option Plan.
The shareholders did not approve the Amendment to the 2017 Non-Salaried Director Plan.
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Votes For |
Votes Against |
Abstained |
Broker Non- Votes |
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898,966 |
1,026,903 |
139,557 |
831,175 |
Proposal 4 – Approval, by non-binding advisory vote, of the compensation of the named executive officers of the Company as described in the Proxy Statement.
The shareholders approved the Advisory vote to Approve Executive Compensation.
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Votes For |
Votes Against |
Abstained |
Broker Non- Votes |
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1,818,211 |
233,877 |
13,338 |
831,175 |
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Proposal 5- Ratification of the Appointment of Marcum LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022.
The shareholders approved the proposal to ratify the appointment of Marcum LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022
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Votes For |
Votes Against |
Abstained |
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2,889,552 |
1,834 |
5,215 |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
ACME UNITED CORPORATION
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By |
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/s/ Walter C. Johnsen |
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Walter C. Johnsen |
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Chairman and |
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Chief Executive Officer |
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Dated: April 27, 2022 |
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By |
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/s/ Paul G. Driscoll |
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Paul G. Driscoll |
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Vice President and |
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Chief Financial Officer |
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Dated: April 27, 2022 |
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